Join a high-impact team that helps protect the integrity of the firm’s information barriers and supports responsible business activity. In this role, you will work closely with partners across regions and the front office to identify and manage risks early. You will apply sound judgement to real-world challenges and help strengthen a consistent global control framework.

As a Vice President, Control Room Compliance Officer in Compliance, Conduct and Operational Risk, you will support the Tokyo Control Room by reviewing investment banking transactions and research from a compliance and operational risk perspective. You will help maintain and enforce information barriers, support Watch and Restricted list processes, and advise stakeholders on permissible interactions with research analysts. You will partner with global Control Room teams and regional stakeholders to apply consistent policies and manage emerging risks.

Job responsibilities